Financial Crimes Spotlight: New Account Fraud (Duration: 56 minutes)

May 2, 2023

During this session, FINRA staff discuss the emerging trend of new account fraud, how bad actors are committing crimes through new account fraud, common practices to mitigate new account fraud, and applicable rules, regulations and guidance.

Speakers:

• Blake Snyder, Senior Director, Financial Intelligence Unit
• Gargi Sharma, Investigative Director, Special Investigations Unit
• Carmi Moser, Senior Principal Risk Specialist, Cyber and Analytics Unit
• Carrie Jordan, Principal Counsel, Regulatory Practice and Policy