FINRA Webinar: Operationalizing Residential Supervisory Location Designations

FINRA senior staff discuss the operational process of the Residential Supervisory Location (“RSL”) designation. This session reviews frequently asked questions we’ve received, including differences between RSLs and other non-branch locations, scenarios regarding when to engage MAP due to the increase in locations, and additional information regarding implementation of this rule.

Operationalizing Residential Supervisory Location Designations – On-Demand Recording
FINRA Member Firms
 

CRCP Graduates 

This event is open to FINRA member firms only and registration is required for each webinar. Participants must provide their firm's broker-dealer number when registering. A recording will be made available after the event.

Questions

For questions regarding the webinar, contact Member Relations and Education. For questions regarding registration, please email Conferences and Registration.

COMPLETE THE FORM BELOW

FINRA members should complete the form below and click "Submit" to proceed.

SIGN-UP

Don't know your firm's CRD#? Look it up in BrokerCheck.