FINRA Webinar: Operationalizing Residential Supervisory Location Designations

FINRA senior staff will host this one-hour webinar to discuss the operational process of the Residential Supervisory Location (“RSL”) designation. This session will review frequently asked questions we’ve received, including differences between RSLs and other non-branch locations, scenarios regarding when to engage MAP due to the increase in locations, and additional information regarding implementation of this rule.

The on-demand recording of this webinar will be available soon.

This event is open to FINRA member firms only and registration is required for each webinar. Participants must provide their firm's broker-dealer number when registering. A recording will be made available after the event.

Questions

For questions regarding the webinar, contact Member Relations and Education. For questions regarding registration, please email Conferences and Registration.

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