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Small Firm Conference Call: 2021 Report on FINRA’s Examination and Risk Monitoring Program – Audio Recording

February 24, 2021

FINRA President and CEO Robert Cook and Vice President of Member Relations and Education Kayte Toczylowski are joined by FINRA senior staff to discuss the 2021 Report on FINRA’s Examination and Risk Monitoring Program.

Speakers:

  • Robert Cook, FINRA President and Chief Executive Officer
  • Thomas Mellett, Senior Director, Examinations
  • Steven Polansky, Senior Director, Member Supervision
  • Kayte Toczylowski, Vice President, Member Relations and Education
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