Skip to main content

For updates and guidance related to COVID-19 / Coronavirus, click here.

Small Firm Conference Call: FINRA Update and Technology Changes – Audio Recording

November 17, 2020

FINRA President and CEO Robert Cook and Vice President of Member Relations and Education Kayte Toczylowski will be joined by FINRA staff to discuss FINRA updates and technology changes including CE Transformation, FINRA Gateway and CAT.


  • Robert Cook, FINRA President and Chief Executive Officer
  • Dave Chapman, Vice President of Market Analysis and Audit Trail Group
  • Noah Egorin, Senior Director, Business Development & Innovation
  • Claudia Holanda, Director, Technology
  • Paul McKenney, Senior Director, CAT Business Operations, FINRA CAT, LLC
  • Patricia Monterosso, Director, CRED Continuing Education Services
  • Kayte Toczylowski, Vice President, Member Relations and Education



FINRA members should complete the form below and click "Submit" to proceed.


Don't know your firm's CRD#? Look it up in BrokerCheck.