Regulation is a fundamental pillar of the financial services industry, ensuring investor protection and market integrity. As financial services firms seek to comply with regulatory requirements, they are turning to new and innovative regulatory technology (RegTech) tools to assist them in effectively and efficiently meeting their obligations. While RegTech tools may help strengthen firms’ compliance programs—they also raise new challenges and regulatory implications for firms to consider.
FINRA’s RegTech Conference provides a forum for regulators, thought leaders and industry practitioners to learn more about the use of RegTech tools, and related opportunities and challenges.
The 2019 FINRA RegTech Conference took place on Thursday, January 17, 2019 in New York City. View the
If you are interested in being an exhibitor at one of our upcoming conferences, contact Jeff Arcuri at (508) 759-8180 or via email to request a conference exhibitor package.
Please direct questions about registration to (800) 321-6273 or via email.
This event is open to the media. Please contact us with any media inquiries.