Small Firm Conference Call: Regulation Best Interest (Reg BI) – Audio Recording
April 24, 2023
FINRA President and CEO Robert Cook and Vice President of Member Relations and Education Kayte Toczylowski are joined by senior staff to discuss Regulation Best Interest.
- Robert Cook, FINRA President and Chief Executive Officer
- Andrew McElduff, Vice President, Member Supervision
- Nicole McCafferty, Vice President, Member Supervision
- Kayte Toczylowski, Vice President, Member Relations and Education
- Jim Wrona, Vice President and Associate General Counsel