AI Adoption in Practice Webinar Series: Contracts (Duration: 55 minutes)

Join FINRA staff and member firms for conversations about artificial intelligence (AI) adoption in the securities industry. This virtual three-part series brings regulatory experts and practitioners together to share real experiences and practical solutions.

Contracts: Hear how firms are navigating consent, data usage rights and audit provisions with AI vendors, with emphasis on achieving vendor accountability while protecting firm data.

FINRA Speakers

  • Brad Ahrens, Senior Vice President, Advanced Analytics
  • Lindsey Kessler, Senior Principal Integration Specialist
  • Scott McBroom, Associate General Counsel, Commercial

Member Firm Speakers

  • Norm Ashkenas, Robinhood
  • Patrick Black, Cary Street Partners 
     
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