AI Adoption in Practice Webinar Series: Supervision (Duration: 61 Minutes)

Join FINRA staff and member firms for conversations about artificial intelligence (AI) adoption in the securities industry. This virtual three-part series brings regulatory experts and practitioners together to share real experiences and practical solutions.

Supervision: Practical strategies for establishing governance, controls and human-in-the-loop practices to mitigate AI risk while maintaining brand integrity.

FINRA Speakers

• Brad Ahrens, Senior Vice President, Advanced Analytics
• Lindsey Kessler, Senior Principal Integration Specialist
• John Martino, Vice President, Examinations
• Andrew McElduff, Senior Vice President, Risk
• James Reese, Executive Vice President, Examinations