2026 Customer Information Request (Duration: 33 Minutes)
Join this webinar for an overview of the Customer Information Request that was sent to firms through FINRA Gateway on Oct. 7. FINRA staff will discuss the objective of the request, how the data will be used, new submission features and who to contact with questions.
These events are open to FINRA member firms only. Participants must provide their firm's broker-dealer number when registering.
FINRA Speakers
- Andrew McElduff, Senior Vice President, Regulatory Operations
- Kayte Toczylowski, Senior Vice President, Member Firm Experience
Resources
FINRA MEMBER REGISTRATION
CRCP Graduates