Purchase FINRA E-Learning Courses and Library Subscriptions

FINRA's e-learning library and individual courses offer training on a range of compliance topics, including anti-money laundering, variable annuities and ethics.

New Course: Treasury Securities
This course provides learners with an in-depth analysis of Treasury securities, a cornerstone of fixed-income markets. It is designed to help learners differentiate between several types of Treasury securities, describe their markets, and understand common trading strategies featuring these products.

To purchase a course or library subscription, visit any of the following Firm Element training vendors.

• iCapital Network
• Quest CE
• RegEd
• WebCE

Purchasing for a Large Group of Employees (1,500+)?
If purchasing training for 1,500 or more employees, a site license may be the best option. A site license allows you to provide some or all of FINRA’s e-learning courses through your firm’s learning management system to an unlimited number of employees for an annual fee. Call (800) 321-6273 or email FINRA E-Learning to learn more.

Note: Use of FINRA's e-learning courses does not guarantee compliance with regulatory requirements or create a safe harbor from regulatory responsibilities.