Purchase FINRA E-Learning Courses and Library Subscriptions
FINRA's e-learning library and individual courses offer training on a range of compliance topics, including anti-money laundering, variable annuities and ethics.
New Course: Financial Crimes
This course is designed to help registered representatives understand their responsibility to recognize and report “red flags” of financial crimes, which may occur at or through their firm. It also includes best practices for protecting clients and financial firms from the illicit activity. The course is eligible for 1 CFP CE credit.
To purchase a course or library subscription, visit any of the following Firm Element training vendors.
Purchasing for a Large Group of Employees (1,500+)?
If purchasing training for 1,500 or more employees, a site license may be the best option. A site license allows you to provide some or all of FINRA’s e-learning courses through your firm’s learning management system to an unlimited number of employees for an annual fee. Call (800) 321-6273 or email FINRA E-Learning to learn more.
Note: Use of FINRA's e-learning courses does not guarantee compliance with regulatory requirements or create a safe harbor from regulatory responsibilities.