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Instructions for Requesting Entitlement to the Information Requests Application in the Firm Gateway

If you are not a FINRA Regulatory Filing Applications Account Administrator:

  • Contact your firm's Regulation Filing Applications Account Administrator and request that the Administrator add the Central Review Group Requests entitlement to your FINRA user account.
  • If you do not have a FINRA account, your firm's Regulation Filing Applications Account Administrator can create one for you.
  • If you do not know who your firm's Regulation Filing Applications Account Administrator is, please contact the FINRA Help Desk at (800) 321-6273.

If you are currently a FINRA Regulatory Filing Applications Account Administrator and you do not have the ability to manage Central Review Group Requests entitlement:

  • Complete and submit the Regulation Filing Application Modification Form to request the ability to grant the Central Review Group Requests entitlement to users at your firm. On the form, select Central Review Group Requests and fax it to the FINRA Entitlement Group at (301) 216-3721.
  • Please allow approximately two business days from receipt of your non-deficient entitlement form for processing.

If your firm does not already have a FINRA Regulatory Filing Applications Account Administrator:

  • Decide who at your firm will be responsible for managing user access to Central Review Group Requests.
  • Have that person complete the FINRA Regulation Filing Applications Account Administrator Entitlement Form and fax it to the FINRA Entitlement Group at (301) 216-3721. Be sure to have an existing FINRA Account Administrator, or a designated signatory of your firm, sign the form.
  • Please allow approximately two business days from receipt of your non-deficient entitlement form for processing.