Tracking FinPro Attestations

You can use the FinPro Access Tracking template in FINRA Gateway Reports to track details about the FinPro account activity for individuals at your firm.

Log in to FINRA Gateway and navigate to Reports using the Report icon in the left margin. You may need to use the scrollbar to scroll down to find the template “FinPro Access Tracking.” Note the double scroll bars – one controls the content in the Dynamic Report Templates and one controls your browser window scroll.

Click on the FinPro Access Tracking template to open.

The FinPro Access Tracking template is set up to only show those individuals at your firm who have a FinPro account. The columns shown on the template include details about the individual’s account access, including the date they last accessed their account and the date of their latest attestation.

You may need to use the vertical scrollbar to view all columns. Use the scroll bar on the right to scroll to the bottom of the page and the scroll bar at the bottom of the page to vertically scroll to see other available columns including Attestation History and Branch Office Locations.

Tips and Tricks

Click on a column heading and drag it to reorder columns. By dragging and dropping column heading into place, you can customize the order in which they appear in your template.

You can also add or remove columns from your template. Open the Columns tool to add or remove columns from the template.

Selected columns appear on the right. Uncheck any column to remove it from your template.

Use the Save tool to save any changes you make as a custom template.

Once you save a template, it will appear in the My Custom Reports section of your Reports page.