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FINRA Gateway Reports

FINRA Gateway Reports, previously referred to as Dynamic Reporting, helps firm staff answer common questions and make informed decisions using FINRA data.

On This Page:


Feature Highlights

Updated: 7/30/21

FINRA Gateway Reports Design Enhancements
We added several features to make getting to the Report you need quicker and easier. 
Export Your Data the Way You Want It
Choose to download to single file or multiple files according to how much data you need to download at one time.
Share Templates with Colleagues
The Share tool allows you to share template settings without sharing any of your firm data with other people who have access to FINRA Gateway.

Support Resources

FINRA Gateway Reports User Guide

Data Definitions:


Real-World Examples

The following examples, shared by firms, demonstrate how to use FINRA Gateway Report tools to in the context of real-world business needs:

Other Business Descriptions in FINRA Gateway Reports
Learn how to get the full text of Other Business Descriptions from FINRA Gateway Reports. 

Share Templates with Colleagues
The Share tool allows you to share template settings without sharing any of your firm data with other people who have access to FINRA Gateway.

Current Residential and Branch Locations
Use the "Is Null" filter operator to pull back only the current residential and branch locations for individuals at your firm. 

CE Obligations
Firms can use choose from several CE templates to track individual CE obligations at their firm.

FinPro Attestations
Firms can use the FinPro Access Tracking template in FINRA Gateway Reports to track FinPro account activity for individuals at the firm.

Individuals Taking Exams at Remote Test Locations
Firms can use FINRA Gateway Reports to track which individuals are taking exams remotely so they can send them specific instructions for their online exam.

Recent Hires
Firms can use FINRA Gateway Reports to track hiring within a given time period.

State Registrations
Firms can use FINRA Gateway Reports to identify state registrations held by individuals at their firm.

Individuals' Deficiencies
Firms can use FINRA Gateway Reports to track individuals' deficiencies and create a list of individuals with a particular type of deficiency.

Individuals by Exam Type
Use FINRA Gateway Reports to explore individuals at your firm by the type of exam. Create a list of individuals at your firm who have a particular Series exam.


How to Access

To access FINRA Gateway Reports, you need an account for logging into FINRA Gateway that includes at least one following entitlements;

  • Reports
  • Organization
  • IA Organization
  • U4 Form Filing

Please contact the account administrator at your firm for help with your FINRA Gateway Account.