Frequently Asked Questions (FAQ) regarding the Order Audit Trail System (OATS)

Following are "Frequently Asked Questions" regarding the Order Audit Trail System (OATS). 

We have removed non-active content from our Frequently Asked Questions. As a result, you may notice gaps in the FAQ numbering.

• Compliance
• Definitions
• Technical
• Clock Synchronization
• OTC Equity Securities
• Phase III
• OATS for all NMS Stocks