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Technical Notice

Updated Guidance on OATS Exchange Route Matching - Members Equity Exchange

January 22, 2021

FINRA has updated its Guidance on OATS Exchange Route Matching to reflect changes necessary for firms to successfully match OATS routes to the related order on the Members Equity Exchange.  Specifically, the update applies to Binary Users accessing the Members Equity Exchange and how to populate the Connection ID in OATS to ensure proper matching.  If you have any concerns regarding this matter, please contact the OATS Help Desk at 800-321-6273.