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ORF Technical Notices

Title Date
FINRA New Issue Form System Availability
FINRA New Issue Form Changes
FINRA Updates FINRA Transparency Services Uniform Executing Broker Agreement
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
FINRA New Issue Submission Platform Training Videos
Error Handling
Update - FINRA TRAQS Errors
FINRA TRAQS Errors
FINRA New Issue Submission Platform
FINRA Forms Issue (FINRA Order Form, FINRA New Issue Form, FINRA Participant Agreement Form)
Update - FINRA Forms Issue (FINRA Order Form, FINRA New Issue Form, FINRA Participant Agreement Form)
Holiday Reminder Regarding ORF Market Data
FINRA Forms
Update - FINRA Forms
Holiday Reminder Regarding ORF Market Data
Introduction to Transparency Services Initiatives and Webpage
Holiday Reminder Regarding ORF Market Data
FINRA Updates the OTCBB/OTC Equities High Price Dissemination List
FINRA Termination of CTCI Protocol for Reporting Trades to TRACE AND ORF
Pandemic/Business Continuity Planning for FINRA Reporting Facilities
FINRA Termination of CTCI Protocol for Reporting Trades to TRACE and ORF
FINRA OTCE and OTC Transparency Data Websites Availability
NTF Availability for CTCI-MQ Protocol Users
Holiday Reminder Regarding ORF Market Data
Extension to FINRA Planned Termination of CTCI Protocol for Reporting Trades to TRACE and ORF
FINAL CTCI Migration Production Test for TRACE and ORF
FINRA OTC and OTC Transparency Websites Availability January 18, 2020
FINRA Termination of CTCI Protocol for Reporting Trades to TRACE AND ORF
Holiday Reminder Regarding ORF Market Data
FINRA NTF System Availability