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OTC Market Maker

The following firms have designated FINRA as their participant for the disclosure of SEC-required order execution information under SEC Rule 605. Click on a firm name to view their report details and URL history.

Showing 61 firms
Firm Name Sort descending Reporter ID
A.G.P. / ALLIANCE GLOBAL PARTNERS ALNC
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. AEIS
B. Riley Securities, Inc. RILY
BARCLAYS CAPITAL INC. LEHM
BERNSTEIN, SANFORD C & CO., LLC BERN
BMO CAPITAL MARKETS BMOC
BofA Securities, Inc. MLCO
C. L. KING & ASSOCIATES, INC. KING
CANACCORD GENUITY INC. ADAM
Canaccord Genuity Inc. CSTI
CANTOR FITZGERALD & CO. WSMM
CITADEL SECURITIES, LLC CDRG
DAIWA CAPITAL MARKETS AMERICA INC. DAWA
DOWLING & PARTNERS SECURITIES, LLC DOWL
DRIVEWEALTH, LLC DWFT
EDWARD JONES EDJF
G1 Execution Services ETMM
GOLDMAN SACHS AND COMPANY GSCO
GREEN PIER FINTECH LLC GNPR
GTS SECURITIES LLC GTSM
GUGGENHEIM SECURITIES, LLC GUGS
HRT Financial LP HRTF
Interactive Brokers Corp IBCO
INTERACTIVE BROKERS CORP. FRAC
INTERACTIVE BROKERS CORP. IBFR
J.P. MORGAN SECURITIES LLC JPMS
JANE STREET CAPITAL, LLC JNST
Jane Street Capital, LLC JSCA
JANNEY MONTGOMERY SCOTT LLC JANM
Jefferies LLC JEFF
JUMP EXECUTION, LLC JRET
Jump Execution, LLC JLEQ
KEEFE BRUYETTE & WOODS, INC. KBWI
KEYBANC CAPITAL MARKETS INC. KEYB
LEERINK Partners LLC LEER
MACQUARIE CAPITAL (USA) INC. MACQ
MAXIM GROUP LLC MAXM
MIZUHO SECURITIES USA INC. MZHO
MORGAN STANLEY & CO. LLC MSCO
Muriel Siebert & Co., Inc. STXG
NATIONAL FINANCIAL SERVICES LLC NFSC
OPPENHEIMER & CO. INC. OPMM
PIPER JAFFRAY & CO. PIPR
PUMA CAPITAL, LLC PUMA
RAYMOND JAMES & ASSOCIATES, INC. RAJA
RBC CAPITAL MARKETS, LLC RBCM
SG Americas Securities, LLC SGAS
STIFEL NICOLAUS & COMPANY, INC STFL
STIFEL, NICOLAUS & COMPANY, INCORPORATED SFMM
StoneX Financial, Inc. INTL