For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
The following firms have designated FINRA as their participant for the disclosure of SEC-required order execution information under SEC Rule 605. Click on a firm name to view their report details and URL history.
| Firm Name Sort descending | Reported ID |
|---|---|
| BARCLAYS CAPITAL INC. | LATS |
| CODA Markets, Inc. | CODA |
| Goldman Sachs & Co LLC | SGMT |
| Instinct X | MLIX |
| Instinet LLC | ICBX |
| Interactive Brokers LLC | IATS |
| J.P. Morgan Securities LLC | JPBX |
| J.P. MORGAN SECURITIES LLC | JPMX |
| LEVEL ATS | EBXL |
| LIQUIDNET | LQNT |
| Liquidnet H2O | LQNA |
| PureStream, LLC | PURE |
| UBS ATS | UBSA |