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Broker-Dealer

The following firms have designated FINRA as their participant for the disclosure of SEC-required order execution information under SEC Rule 605. Click on a firm name to view their report details and URL history.

Showing 87 firms
Firm Name Sort descending Reporter ID
&PARTNERS APRT
ACORNS SECURITIES, LLC ACRN
ALLY INVEST SECURITIES LLC TKNG
ALTERNATIVE EXECUTION GROUP AEXG
ALTRUIST FINANCIAL LLC ALTR
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. HRBF
AMERIPRISE FINANCIAL SERVICES, LLC AEFA
APEX CLEARING CORPORATION APCC
AQUAS FINANCIAL, LLC AQFN
AVENUE SECURITIES LLC AVNU
AXOS CLEARING LLC LGNT
AXOS INVEST LLC WISE
BENJAMIN F. EDWARDS & COMPANY, INC. BFEC
BGC FINANCIAL, L.P. BGCE
BTIG, LLC BTIG
CANTOR, FITZGERALD & CO. CANT
CASH APP INVESTING LLC TPTG
CHARLES SCHWAB & CO., INC. CHAS
CITIGROUP GLOBAL MARKETS INC. CGWM
CITIGROUP GLOBAL MARKETS INC. SBSH
COINBASE CAPITAL MARKETS CORP CNBS
DAVENPORT & COMPANY LLC DAVA
DAVIDSON (D.A.) & CO. INC. DADA
DRIVEWEALTH, LLC DWWT
Edward Jones EDJO
EMPOWER FINANCIAL SERVICES, INC. GWFS
EQUITABLE ADVISORS, LLC EQHA
ETORO USA SECURITIES INC. ETOR
FIFTH THIRD SECURITIES, INC. FTSR
FIFTH THIRD SECURITIES, INC. OHIO
FIRSTRADE SECURITIES INC. FFSI
FORIS CAPITAL US LLC FORS
FUTU CLEARING INC FUTC
GFI SECURITIES LLC GFIS
GREEN PIER FINTECH LLC PIER
GTS Securities, LLC GTSZ
HILLTOP SECURITIES INC. SWST
INTERACTIVE BROKERS LLC BRKG
INTERACTIVE BROKERS LLC IBBD
J.P. MORGAN SECURITIES LLC JPBD
JANNEY MONTGOMERY SCOTT LLC JANY
KESTRA INVESTMENT SERVICES, LLC SAJM
LASALLE ST SECURITIES, L.L.C. LASS
LPL ENTERPRISE, LLC LPLE
LPL FINANCIAL LLC YLPL
MCAP LLC MCAP
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED MLWM
MML INVESTORS SERVICES, LLC GRPS
MORGAN STANLEY MSSB
NAVY FEDERAL INVESTMENT SERVICES, LLC NFBS