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Broker-Dealer

The following firms have designated FINRA as their participant for the disclosure of SEC-required order execution information under SEC Rule 605. Click on a firm name to view their report details and URL history.

Showing 124 firms
Firm Name Sort descending Reporter ID
GREEN PIER FINTECH LLC PIER
HAPI HAPI
HILLTOP SECURITIES INC. SWST
INTERACTIVE BROKERS LLC IBBD
INTERACTIVE BROKERS LLC BRKG
INTERCHANGE CLEARING LLC INCH
J.P. MORGAN SECURITIES LLC JPBD
JANNEY MONTGOMERY SCOTT LLC JANY
KEEFE, BRUYETTE & WOODS, INC. KBBD
KESTRA INVESTMENT SERVICES, LLC SAJM
LASALLE ST SECURITIES, L.L.C. LASS
LEERINK Partners LLC LEER
LPL ENTERPRISE, LLC LPLE
LPL FINANCIAL LLC YLPL
M1 FINANCE LLC MOFO
MCAP LLC MCAP
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED MLWM
MIRAE ASSET SECURITIES (USA) INC. MIRA
MML INVESTORS SERVICES, LLC GRPS
MOOMOO FINANCIAL INC. FUTM
MORGAN STANLEY MSSB
NATIONAL FINANCIAL SERVICES LLC NFSC
NAVY FEDERAL INVESTMENT SERVICES, LLC NFBS
NOMAD INVESTMENT SERVICES NOMA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC NWML
NYLIFE SECURITIES LLC NYLS
OLD MISSION MARKETS LLC OLMN
ONE GROWTH SECURITIES LLC DWLY
OPEN TO THE PUBLIC INVESTING, INC. TTSI
OPPENHEIMER & CO. INC. OPCO
OSAIC INSTITUTIONS, INC. OIIP
OSAIC INSTITUTIONS, INC. OIIF
OSAIC WEALTH, INC. OWIP
OSAIC WEALTH, INC. OWIN
PARK AVENUE SECURITIES LLC PAWM
PAULSON INVESTMENT CO., INC. PAUL
PAULSON INVESTMENT COMPANY LLC PICL
PERSHING ADVISOR SOLUTIONS LLC PASL
PERSHING LLC PERS
PERSHING LLC PFRA
PNC WEALTH MANAGEMENT LLC PNCC
PRIMERICA BROKERAGE SERVICES, INC. PBSI
PRINCIPAL SECURITIES, INC. PRIN
R. F. LAFFERTY & CO., INC. RFLA
RBC CAPITAL MARKETS, LLC DAIN
ROBERT W. BAIRD & CO. INCORPORATED BARD
ROBINHOOD FINANCIAL, LLC CRFN
ROBINHOOD SECURITIES, LLC HOOD
ROCKEFELLER FINANCIAL LLC ROCK
ROTH CAPITAL PARTNERS, LLC ROTH