Skip to main content
Technical Notice

TRACE Depository Institution Reporting User Acceptance Testing

July 28, 2022

On Thursday, September 1, 2022, FINRA will begin to collect data on depository institutions’ daily transactions in marketable U.S. Treasury securities and in the debentures and MBS issued by U.S. federal government agencies, including government-sponsored enterprises (agencies), via its Trade Reporting and Compliance Engine (TRACE).

A second production User Acceptance Test (UAT) will occur on Saturday, August 6, 2022. Firms should notify FINRA Market Operations of their intent to participate in the UAT via an email to [email protected]. Please include the firm name, MPID(s) used, names of testers and web usernames, if applicable, no later than noon on Thursday, August 4, 2022, to register for the test.

The UAT will start at approximately 9 a.m. ET and end at approximately 12 p.m. ET. A conference line will be open for the duration of the test. Due to a limited number of lines, firms should consider sharing the line if calling from the same location.

Function Link Notes

Use this link to complete the FPA, manage TRAQS users and agreements for production  

Note: The production FINRA Gateway login is used to access this site.  

TRAQS Production Environment  
FIX Production Environment N/A Users must connect to their dedicated FIX production ports

Date: Saturday, August 6, 2022
Time: 9 a.m. - 12 p.m. ET
Dial-in: (800) 519-4276
Passcode: 8584438

Send questions regarding this notice to FINRA Product Management or call (866) 899-2107.