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Technical Notice

TRACE End of Day Market Breadth Error - 11-13-2019

November 18, 2019

Please note, FINRA is restating the 144A High Yield Market Breadth and Market Sentiment End of Day numbers for Wednesday November 13, 2019.

The tables with the correct numbers are below. We apologize for any inconvenience.

FINRA TRACE Market Aggregate Information – 144A

FINRA TRACE Bond Market Activity  
144A All Issues Investment Grade High Yield Convertible

Total Issues Traded

1495

602

829

64

Advances

675

339

311

25

Declines

679

208

433

38

Unchanged

58

7

51

0

52 Week High

69

17

45

7

52 Week Low

30

3

25

2

Dollar Volume*

16416

6695

8907

813

* Par value in millions

FINRA Market Sentiment – 144A

Market Sentiment
Issue Type Total # of Transactions Total Securities Traded Total Volume ($ Par)

All Securities

All Securities

7,035

1,495

16,416.54

All Securities

Dealer Buy from Customer

2,536

1,002

6,667.61

All Securities

Dealer Sell to Customer

1,870

841

5,707.43

All Securities

Affiliate Buy

244

154

869.18556

All Securities

Affiliate Sell

212

172

416.399

All Securities

Inter-Dealer

2,173

725

2,755.92

Investment Grade

All Securities

2,124

602

6,695.64

Investment Grade

Dealer Buy from Customer

802

395

2,594.01

Investment Grade

Dealer Sell to Customer

520

269

2,382.35

Investment Grade

Affiliate Buy

122

76

566.15556

Investment Grade

Affiliate Sell

83

69

181.688

Investment Grade

Inter-Dealer

597

210

971.4425

High Yield

All Securities

4,458

829

8,907.37

High Yield

Dealer Buy from Customer

1,503

554

3,688.62

High Yield

Dealer Sell to Customer

1,199

524

2,994.94

High Yield

Affiliate Buy

110

68

281.367

High Yield

Affiliate Sell

113

91

215.392

High Yield

Inter-Dealer

1,533

497

1,727.05

Church Bonds

All Securities

--

--

--

Church Bonds

Dealer Buy from Customer

--

--

--

Church Bonds

Dealer Sell to Customer

--

--

--

Church Bonds

Affiliate Buy

--

--

--

Church Bonds

Affiliate Sell

--

--

--

Church Bonds

Inter-Dealer

--

--

--

Equity Linked Note

All Securities

--

--

--

Equity Linked Note

Dealer Buy from Customer

--

--

--

Equity Linked Note

Dealer Sell to Customer

--

--

--

Equity Linked Note

Affiliate Buy

--

--

--

Equity Linked Note

Affiliate Sell

--

--

--

Equity Linked Note

Inter-Dealer

--

--

--

Convertible Bonds

All Securities

453

64

813.525

Convertible Bonds

Dealer Buy from Customer

231

53

384.978

Convertible Bonds

Dealer Sell to Customer

151

48

330.142

Convertible Bonds

Affiliate Buy

12

10

21.663

Convertible Bonds

Affiliate Sell

16

12

19.319

Convertible Bonds

Inter-Dealer

43

18

57.423

Please contact TRACE Data Services via email, or via telephone at (888) 507-3665 if there are questions regarding this notice.