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FINRA/Exchange TRF LLC Schedules

FINRA/Nasdaq TRF

Schedule D - Officers

  • Chuck Mack, President
  • Erika Moore, Secretary
  • Scott Kaplan, Treasurer
  • Marc Samuel, Assistant Treasurer 
  • Tushar Mehta, Assistant Treasurer
  • Amy Kohn, Vice President

Schedule E - Directors

  • Chris Stone
  • Chuck Mack
  • John Zecca

FINRA/NYSE TRF

Schedule D - Officers

  • Robert Hill, President
  • Warren Gardiner, Chief Financial Officer
  • Doug Foley. Senior Vice President
  • Karen Lorentz, Vice President
  • Martin Hunter, Senior Vice President, Tax & Treasury
  • Elizabeth King, General Counsel & Secretary
  • Martha Redding, Assistant Secretary
  • Andrew Surdykowski, Assistant Secretary
  • Sandra Kerr, Senior Tax Director

Schedule E - Directors

  • Chris Stone 
  • Michael West
  • Robert Hill