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TRF Technical Notices

Title Date
FINRA/NYSE TRF Delay in Trade Report Processing to FINRA and DTCC
FINRA/Nasdaq TRF Networking issue
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
Holiday Reminder Regarding TRF Market Data
FINRA Internal Production Testing
FINRA Forms Issue (FINRA Order Form, FINRA New Issue Form, FINRA Participant Agreement Form)
FINRA Updates FINRA Transparency Services Uniform Executing Broker Agreement
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
Holiday Reminder Regarding TRF Market Data
Holiday Reminder Regarding TRF Market Data
Holiday Reminder Regarding TRF Market Data
Pandemic/Business Continuity Planning for FINRA Reporting Facilities
Holiday Reminder Regarding TRF Market Data
Holiday Reminder Regarding TRF Market Data
FINRA NTF System Availability
Update - FINRA NTF System Availability
FINRA/Nasdaq TRF to Change Trade Modifier Logic for Non-Tape Reports
FINRA/Nasdaq Trade Reporting Facility Retail Participants
FINRA System Closures for National Day of Mourning
TRF Short Sale Files
Reminder - FINRA/Nasdaq TRF Chicago
Revised FINRA Transaction Fee Transfer Agreement
Participation in the New FINRA/Nasdaq Trade Reporting Facility
SEC Approves New FINRA/Nasdaq Trade Reporting Facility
Reminder: FINRA Internal Testing In Production
FINRA Updates FINRA Transparency Services Uniform Executing Broker Agreement
Notice to All TRF, ADF and Other NASD Facility Participants Regarding AGU and QSR Relationships
Thanksgiving Holiday Reminder for Market Transparency Reporting Tools