Foundations of CRD Schedule & How to Register
There are three ways to register: online, fax, or mail.
Online registration is for credit card transactions only.
September 23 – 24, 2019
This training session is intended for compliance/registration staff of broker-dealers, investment advisers or third party vendors with entitlement to CRD/IARD. If you are not associated with either a broker-dealer, investment adviser firm or otherwise not already entitled to CRD/IARD, please contact FINRA at [email protected] so we can better assess your specific CRD training needs.
*Payment is due upon registration. Registrants are solely responsible for travel and hotel accommodations costs.
BOGO Offer: Foundations of CRD Training and FINRA Registration and Disclosure Boot Camp• September 23- 26, 2019 • Rockville, MD
Attend both trainings (Foundations of CRD and FINRA Registration and Disclosure Boot Camp training) for a reduced cost of $800.
To receive the discount, register for one of the classes. The discount code to register for the other class will be included in your email confirmation. The discount is non- transferable and only valid for one person to attend both events.
Space is limited, so register soon.
Complete the downloadable registration form , including your credit card information, and fax it to FINRA Conference Registration at (202) 728-6956. This completes your registration-do not mail the original form. Please do not fax your registration form if paying by check.
Complete the downloadable registration form and mail it to the address below with a check made payable to FINRA.
Attention: Foundations of CRD Training
P.O. Box 418911
Boston, MA 02241-8911
Please Note: Registration may not be sent via overnight mail. Checks are sent directly to a bank lockbox, and the P.O. Boxes will not accept courier and overnight deliveries.
Firms with adequate accommodations can request to host Foundations of CRD training sessions. Host firms receive two free participant spaces in the trainings that they host. Learn more about hosting a Foundations of CRD Training Session.
Confirmation of your registration will be sent to you within two weeks of receipt of payment. Your registration will be processed, and your space held, only at the time we receive the registration fee. Registrations will not be complete until full payment is received.
Sessions are subject to cancellation based on the number of participants. We will notify registrants of session cancellations at least 30 days prior to session start dates. Registration fees will be refunded upon FINRA cancellation of a session.
If a registrant wishes to cancel, the following cancellation policy will be followed.
Notification of Cancellation:
- 30+ days prior to the start date of the training session = 100% full refund of the registration fee
- 14 to 30 days prior to the start date of the training session = full refund of the registration fee, less a $100.00 cancellation fee
- Less than 14 days = no refund
Cancellation notification must be in writing and should be faxed to (202) 728-6956 or sent via email.
FINRA is not holding hotel reservations for any session. Attendees are solely responsible for securing their own hotel accommodations. Please refer to the Foundations of CRD Frequently Asked Questions page for a brief list of suggested hotels that are in close proximity to the facility in which the training sessions will be held.
Payment is due upon registration. Registrants are solely responsible for the costs of travel and hotel accommodations.