The Academic Corporate Bond TRACE Data set contains historic transaction-level data on all transactions in corporate bonds reported to TRACE. This data product is available solely to institutions of higher education and is intended to support academic research on corporate bonds by providing academics with access to masked identifying information regarding the dealer reporting each transaction.
Look up bond information and order details by Bond symbol or CUSIP. Includes information on Bond Characteristics (Coupon, maturity date, call provisions); Recent Trade History (transactions details; inclusive of price history); Fee information (Context for Markup/Markdown, Other Transaction Expense); Yield; and Credit Ratings.
The Capped Volume Report illustrate capped average size trading volumes in Corporate, Agency and Structured Products reported to TRACE for the prior month. The data is grouped into sub product categories.
The Cross-Market Equities Supervision Manipulation Reports provide firms feedback on exceptions that were generated based on firms' order entries and trading activities in a given surveillance period. These reports are designed to assist firms with monitoring their supervision for trading behaviors that may be designed to manipulate the market.
Investors can file an arbitration claim or request mediation through FINRA when they have a dispute involving the business activities of a brokerage firm or one if its brokers. FINRA publishes aggregate statistics on dispute resolution including data on hearings, cases, controversy types, security types, results, awards and more.
Equity Report cards created to help firms track their compliance with key equity trading rules related to OATS, Best Execution Outside-of-the-Inside, Market Order Timeliness, Trade Reporting and Reg NMS trade throughs.