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Browse Data Catalog

Browse the FINRA Data Catalog. You can filter the catalog by category, access type, or fee structure. More about how to work with FINRA Data.

Data Catalog

Displaying 1 - 10 of 10 results

Daily List

Categories
Equity Data
Description:

The Daily List is a list of new issues, deleted issues, symbol and name changes, and other corporate actions for secruties reported to a FINRA equity trade reporting system as opposed to traded on a centralized exchange; namely, OTC Equity securities and historical OTCBB securities. 

Access Type
Public
Fee Structure
No Fee

Equity Short Interest

Categories
Equity Data
Description:

FINRA Rule 4560 requires FINRA member firms to report their short positions in all over-the-counter (OTC) equity securities to FINRA. Data is available online for one rolling year based on the settlement date provided in the Short Interest Reporting Deadlines and archived data is available via download.

Access Type
Public
Fee Structure
No Fee

Fund Analyzer

Categories
Equity Data
Fixed Income Data
Description:

Originally introduced in 2005, the FINRA Fund Analyzer helps investors and financial professionals understand the impact of fees and potentially  available discounts on mutual funds, exchange-traded funds, exchange-traded notes and money market funds. The Fund Analyzer allows individuals to sort through and compare more than 30,000 products available to investors today and calculates how a fund's fees, expenses and discounts impact the value of a fund over time.

Access Type
Public
Fee Structure
No Fee

OTC Equities

Categories
Equity Data
Description:

FINRA publishes data for over-the-counter (OTC) equities, which are securities reported to a FINRA equity trade reporting system as opposed traded on a centralized exchange, including symbol changes, equity short interest, market statistics, thresholds, and trading halts. 

Access Type
Public
Fee Structure
No Fee

OTC Equity Market Statistics

Categories
Equity Data
Description:

Market statistics for securities reported by members to FINRA's equity trade reporting facilities as opposed to on a centralized exchange, also referred to as OTC equity securities. Statistics include Most Active by Share Volume, Gainers and Losers. 

Access Type
Public
Fee Structure
No Fee

OTC Threshold

Categories
Equity Data
Description:

OTC Threshold is a list of securities reported by members to a FINRA equity trade reporting facility as opposed to a centralized exchange where for five consecutive days: there is an aggregate fail to deliver position at a registered clearing agency of 10,000 shares or more; the aggregate fail to deliver position is valued at $50,000 or more based on the last sale price for the security, or, if not available, the closest last sale price reported; and the security is included on a list published by a self-regulatory organization (SRO).

 

Access Type
Public
Fee Structure
No Fee

OTC Transparency

Categories
Equity Data
Description:

FINRA publishes information about securities traded via a FINRA equity trade reporting facility as opposed to on a centralized exchange, also referred to as over-the-counter (OTC) equities,  on a delayed basis for each alternative trading system (ATS) and member firm with a trade reporting obligation under FINRA rules. Security-specific information for firms with “de minimis” volume outside of an ATS is aggregated and published on a non-attributed basis. The trading information is derived directly from OTC trades that ATS member firms report to FINRA.

Access Type
Public
Fee Structure
No Fee

Short Sale Volume

Categories
Equity Data
Description:

FINRA makes short sale trade data publicly available for off-exchange (i.e., OTC) trades in exchange-listed securities reported to a FINRA Trade Reporting Facility (TRF), Alternative Display Facility (ADF) or Over the Counter Reporting Facility (ORF).

Access Type
Public
Fee Structure
No Fee

Symbol Directory

Categories
Equity Data
Description:

The Symbol Directory provides a search function to locate issues by name or symbol for equities that are traded directly between counterparties without being listed on an exchange, also known as over-the-counter (OTC) equities. The directory is available for both OTC Bulletin Board ® (OTCBB) issues and other-OTC issues.

Access Type
Public
Fee Structure
No Fee

Trading Halts

Categories
Equity Data
Description:

OTC equity trading halts by halt code, including SEC Trading Suspension,  Resumption, Foreign Market/Regulatory Halt, Component/Derivative of Exchange Listed Issue and Extraordinary Events.

Access Type
Public
Fee Structure
No Fee