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Browse Data Catalog

Browse the FINRA Data Catalog. You can filter the catalog by category, access type, or fee structure. More about how to work with FINRA Data.

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Data Catalog

Displaying 1 - 10 of 10 results

Daily List

Categories
Equity Data
Description:

The Daily List is a list of new issues, deleted issues, symbol and name changes, and other corporate actions for OTCBB and other-OTC securities.

Access Type
Public
Fee Structure
No Fee

Equity Short Interest

Categories
Equity Data
Description:

FINRA Rule 4560 requires FINRA member firms to report their short positions in all over-the-counter (OTC) equity securities to FINRA. Data is available online for one rolling year based on the settlement date provided in the Short Interest Reporting Deadlines and archived data is available via download.

Access Type
Public
Fee Structure
No Fee

Fund Analyzer

Categories
Equity Data
Fixed Income Data
Description:

Originally introduced in 2005, the FINRA Fund Analyzer helps investors and financial professionals understand the impact of fees and potentially  available discounts on mutual funds, exchange-traded funds, exchange-traded notes and money market funds. The Fund Analyzer allows individuals to sort through and compare more than 30,000 products available to investors today and calculates how a fund's fees, expenses and discounts impact the value of a fund over time.

Access Type
Public
Fee Structure
No Fee

Market Statistics

Categories
Equity Data
Description:

Market statistics for OTC equity securities including Most Active by Share Volume, Gainers and Losers.

Access Type
Public
Fee Structure
No Fee

OTC Equities

Categories
Equity Data
Description:

FINRA publishes data for over-the-counter (OTC) equities, including symbol changes, equity short interest, market statistics, thresholds, and trading halts.

Access Type
Public
Fee Structure
No Fee

OTC Threshold

Categories
Equity Data
Description:

List of securities that meet the requirements pursuant to Rule 203(b)(3) of Regulation SHO and FINRA Rule 4320, that a participant of a registered clearing agency (i.e., a clearing firm), that has a fail to deliver position at a registered clearing agency (i.e., National Securities Clearing Corporation) in a Threshold Security for 13 consecutive settlement days must immediately close out that fail to deliver position by purchasing shares of like kind and quantity.

Access Type
Public
Fee Structure
No Fee

OTC Transparency

Categories
Equity Data
Description:

FINRA publishes over-the-counter (OTC) trading information on a delayed basis for each alternative trading system (ATS) and member firm with a trade reporting obligation under FINRA rules. Security-specific information for firms with “de minimis” volume outside of an ATS is aggregated and published on a non-attributed basis.

The trading information is derived directly from OTC trades that ATSs/member firms report to FINRA’s equity trade reporting facilities.

Access Type
Public
Fee Structure
No Fee

Short Sale Volume Data

Categories
Equity Data
Description:

Pursuant to a U.S. Securities and Exchange Commission request, FINRA makes short sale trade data publicly available for off-exchange (i.e., OTC) trades in exchange-listed securities reported to a FINRA Trade Reporting Facility (TRF) or the Alternative Display Facility (ADF), as well as for trades in securities traded over-the-counter and reported to FINRA’s Over the Counter Reporting Facility (ORF).

Access Type
Public
Fee Structure
No Fee

Symbol Directory

Categories
Equity Data
Description:

The Symbol Directory provides a search function to locate issues by name or symbol. The directory is available for both OTC Bulletin Board ®(OTCBB) issues and other-OTC issues.

Access Type
Public
Fee Structure
No Fee

Trading Halts

Categories
Equity Data
Description:

OTC equity trading halts by halt code, including SEC Trading Suspension,  Resumption, Foreign Market/Regulatory Halt, Component/Derivative of Exchange Listed Issue and Extraordinary Events.

Access Type
Public
Fee Structure
No Fee