Individuals Barred by FINRA - D

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As of September 30, 2017

Individuals on this list have a FINRA bar in effect. They are prohibited from engaging in securities or investment banking activity. For more information about a listed individual, click the individual's CRD number. You can also learn more about FINRA bars, including when they are posted to this list and when a sanction is subject to review and modification by the SEC or the courts.

CRDIndividual Name
5639756LOUIS JOHN D'ARPA
4105689COLIN OLEYVARE DACRES
2444684CHARLES ALBERT DACRUZ
4060750MICHAEL ASHER DAGNAN
856181JOSEPH GEORGE DAHER, II
59820GEORGE JEFFREY DAHL, MR
2866507DALE KENNETH DAHMEN
2172800DONALD RICHARD DAHN
3049554ROGER MARTIN DAIL
4757200SHAUNE DENISE DAILEY
2935809GEVORG DALDUMYAN
2352143KENNETH JAMES DALEY
2595839BRIAN MICHAEL DALFONSO
1373684STEPHEN ANTHONY DALLA TORRE
3193223ERIC ANDRE DALLAS, SR
850779JOSEPH ANTHONY DALTILIA
2952407BLESILDA A DALUZ
1981088CHINTAMAN M DALVI
2385619GERARD JOSEPH DAMARO
4571536DAVID JOHN DAMBRA
60413CHARLES PHILIP DAMICO
3210136GARRY ALEXANDER DAMICO
2225883MICHAEL HENRY DAMICO
3092123GABRIEL DANASTOR
1610676EARL H DANGELMAIER
4872951CHERYL ANN DANIEL
6209668CHRISTOPHER JEFFREY DANIEL
6387224DENISE FRANCINE-LOUISE DANIEL
1345341DOUGLAS WILLIAM DANIELS
4010119HOWARD DANIELS
1688213LACE ANNE DANIELS
5700892PAMELA A DANIELS
60736RICHARD ALAN DANIELS
4606771SHANNON KATHLEEN DANIELS
2000099DANIEL GUY DANKER
5502230RICHARD ALLAN DANZ
1014290DUANE ALLEN DARLING
2733340DOUGLAS KELLY DARLINGTON
4827097GREGORY ORLAN DARTEZ
6314905ERIC S. DARTY
1779045JAMES NEWTON DARWIN, II
2621453SHABNAM DAS
1918044MICHAEL STEPHEN DASARO
2438498STEVEN GARY DASH
2438498STEVEN GARY DASH
2534269BOBBY JOHN DAUGHERTY
6280800DAWN DESHEAN DAVENPORT
1389312ALAN JAY DAVIDOFSKY
2548306ALAN HOWARD DAVIDSON
2876412ARTHUR MARC DAVIDSON
1212799DAVID STEWART DAVIDSON
4637964JOHN EUGENE DAVIDSON
3250349RALPH JOELLY DAVILA
4621198MIGUEL ANGEL DAVILLA
1806076ROBERT THOMAS DAVIS, III
5633997ANDRE LEON DAVIS, JR
2783495ALLEN GENE DAVIS
4805348BLAINE CARTER DAVIS
2334949BRIAN EMIL DAVIS
4572482COURTNEY WAYNE DAVIS
5639014DANA ANN DAVIS
4855416DENNIS FITZGERALD DAVIS
4905524JEFFREY ALLEN DAVIS
3081852JEFFREY SCOTT DAVIS
3235731JENNIFER M DAVIS
3226294KEVIN JOHN DAVIS
3276421LUCRETIA PAMELA DAVIS
4412731MATTHEW JOHN DAVIS
2220178RODNEY JEROME DAVIS
4311644RON DAVIS
1000331RONALD EDWARD DAVIS
4776499SAMUEL AUSTIN DAVIS
6442249STEVAUN I DAVIS
2329249STEVEN EMERSON DAVIS
1141258STEVEN JAMES DAVIS
2236597VALIECE TERRY DAVIS
5705644WILLIAM STANLEY DAVIS
5340915CARLOS A DAWKINS
5245594DISHON JARED DAWSON
1081698DEIDRE THOMPSON DAY
1131612DOUGLAS CONANT DAY
5255105GREGORY PHILIP DAY
2596342THOMAS RAYVON DAYE
2257749FERNANDO DE LA LAMA MERINO
6326061NANCY ELAINE DE LEEUW
4792703PERRY DE LEEUW
4890224DANIAL DE SADE
3061136JOEY WADE DEAN
2551532DEREK JAMAL DEANE
4924221DUANE MCKAY DEANE
1966746ROBERT CHRISTIAN DEANE
3259050KAYEL GUY DEANGELIS
2200059DARNELL ANTHONY DEANS
5181085MELISSA C DEBACA
2404266MARCUS JOSEPH DEBAISE
3002925CHRISTIAN DEBIASI
1308014ANTHONY JOSEPH DEBLASE
2304878DAVID ANTHONY DEBLASIO
2114067MICHAEL JON DEBOER
2788196DOMINIC THOMAS DEBRUIN
1720653LARA DEBRY
5247443MATTHEW D DECAMP
4233141CHRISTOPHER JOHN DECKER
2098524WILLIAM MICHAEL DEEGAN
5830647LOUIS JAMES DEELEY
4792774VERONICA A DEESE
5354510MATT DAVID DEGENHART
64093ANTHONY OTTO DEGREGORIO, SR
4086955JULIO ENRIQUE DEJESUS
2205315MICHAEL GERALD DELANO, III
4173034DAN ROBERT DELFIUM
4910379MATTHEW FRANCIS DELINE
4533627GABY DELISME
2403455MICHAEL JOHN DELLOLIO
5890593JOSE GUILLERMO DELMENDO
3005762REY ALBERTO DELOSH
5747155DALE ROBERT DELPIT, JR
3069166SERGIO M DELTORO
3152946JOSE E DELVALLE
1649770ROBERT JAMES DELVECCHIO, JR
4501074THOMAS DELVECCIO
5097434RICHARD JOSEPH DELZER
2108732DARREL EDWARD DEMARCO
4608717THOMAS ANTHONY DEMARCO
2284078DAVID DEMAREST, IV
3030316MATTHEW LOGAN DEMARIA
2166872MICHAEL PAUL DEMARSE
2575882TIMOTHY STEPHEN DEMBSKI
2927685SALVATORE DEMEO, JR
4312473FRANK DEMOLFETTO
2482519AMIL DUANE DEMROW
3078414JEAN LIVENGOOD DEMUTH
6006465THEOPHILUS K DENANYOH
5415677DWIGHT D'ANGELO DENEAL, JR.
1041070RANDY CAROLE DENENBERG
5014100JOSHUA DENINNO
4586928ALEKSANDR YURIEVICH DENISOV
2451340DAVID LEO DENNIS
5120867PHILIP WADE DENNIS
2762869CHARLES GREER DENORMANDIE, III
2166040NOEL ANDREW DENT, JR
1588966BRADFORD KEITH DENT
2438323GREGORY JACK DENT
5751186SAVITRI DEODAT
1838261CARMINE DEPALMA
2946313ROBERT PHILIP DEPALO
1390208LINDA JOYCE DEPAOLO
2608774JOSEPH ANDREW DEPERGOLA
1302318HAROLD LAVERN DEPRILL, JR
2046322JOHN JOSEPH DEPRIMO
1887112DANIEL GERARD DEREPENTIGNY
1365963DONALD EDWIN DERIEG
2274661KEVIN BERRY DERMODY
2491296MICHAEL ANDREW DEROSA
5268829RONALD JAMES DEROUIN
2848342PHILIP RENE DEROZIERE
4292420PHILIPPE ALFRED EUGENE DESAINT
2080713BARBARA LUCILLE DESIDERIO
2833627STEPHEN ROY DESIDERIO
1438319ANURA MOHAN DESILVA
2228767THOMAS JOHN DESIMONE
2879888JOE DESOTO
2331201DAVID AUGUST DESROCHERS
4188874DELESLEY DESSASAU
1865313PASQUALE DETURSI
2676065DAVID SCOTT DETWILER
2545262GEORGE ALEXANDER DEUSSEN
4075977LESLY CHARLES DEVERSON
5048058ANDREW JAMES DEVINE
2035363FRANK THOMAS DEVINE
2131402BRENT KEITH DEVINEY
5028096ANTHONY E DEVITO
2489322RAYMOND ALBERT DEVIVO
2889976JOSEPH EDWARD DEVLIN
2782171DAVID JOHN DEWALD
3068842HOWARD LAWRENCE DEWEY, JR
1354376JOHN BOYD DEXTER
4003256HARDIP SINGH DHILLON
4131948ANTHONY DIAZ
4169098DANIEL DIAZ
1621873EDUARDO GUILLERMO DIAZ
4976918FERNANDO DIAZ
2665862FRANCISCO ALBERTO DIAZ
4298373JAIME ANDRES DIAZ
6074544JESSICA ALYSSA DIAZ
2751770JUAN RAMON DIAZ
4203539LORIN TERESE DIAZ
2264232FRANK DIBENEDETTO
2837475ROBERT ANDREW DICARLO, JR
3004669JAMIE LYDELL DICK
4189328MICHAEL PAUL DICKAMORE
5508658VERNE T DICKERSON
2541369TIMOTHY BRYAN DICKEY
1047824STUART GRAHAM DICKINSON
1833420ERIC HAROLD DIEFFENBACH
2070263RONALD EDWARD DIEHL
1280910MARK EDWARD DIEMER
4588870KARL ROBERT DIERMAN
2137806ALFRED WARD DIETRICH
1814017DARREN JOSEPH DIETRICH
1473867ARTHUR BRADEN DIGGS, JR
601698ANTHONY JOSEPH DIGIOVANNI
4787615ANTHONY JOSEPH DIGIOVANNI
2434158MATTHEW DIGREGORIO
842429ROY GRANT DILLABAUGH
1787564DOUGLAS PAUL DILLMANN
1440226MARK ALLEN DILLON
2314389CRAIG DAVID DIMA
1840271DONNA MARLENE DIMAGGIO
2390335MICHAEL JOSEPH DIMARE
1339697ROBERT ANTHONY DIMINICO
4176788SEBASTIAN JOSHUA DIMOND
5048231JAMES CHRISTOPHER DINWOODIE
4578553TAHIROU ARDELL DIOURY
2330409ERIC MARTIN DISHNER
1268111PAUL JOSEPH DISIDORO
4850362NICHOLAS C DITO
3104276FRANK ARTHUR DITTRICK
2513921RICHARD F DIVENUTO
1207239GLENDA ANN DIXSON
2205015KENNETH MARTIN DLOUHY
4511950THOMAS THANH DOAN
2774580GEORGE JAY DOBBINS
4835927KENNETH RICHARD DOCTOR
2881408THOMAS ROBERT DODD
5263859SHERRI LYNN DODGE
1584675EDWARD THOMAS DOLD
4739064ELIZABETH EMI DOLORES
4190071DAMON J DOMBROSKI
4668352MICHAEL FRANCIS DOMSON
2924386JOHN JOSEPH DONADIO
5692011LYONS DONALD
4218627JOSEPH R DONATO
5249506STEVEN VINCENT DONATO
4119292PEDRO DONES MOLINA
5750971PHILLIP DAVID DONNAN
1952493FRANK CHARLES DONNAURO
2276988MICHAEL EDWARD DONNELLY
2631248JEFFREY SCOTT DONNER
2691932HAROLD PHILIP DONNERSTAG
2707230HENRY DONOFRIO
4439545PATRICK JOSEPH DONOHUE
4168054PATRICK W DONOHUE
866235GARY EUGENE DONOVAN
1270354DANIEL PAUL DOOGS
2507851MATTHEW MORGAN DOOLEY
4379457SCOTT C DORENBUSH
4822410TERESA JO DORENKAMP
2356685JOSEPH DORIA
1103701PAUL EDWARD DORION
2335567JAMES JAY DORNEY
4805617JEAN B DORSAINVIL
5631343DOUGLAS G DOSENBERG
2551716LLOYD HENRY DOTSON
1790400DOUGLAS EDWARD DOUGHERTY
2255355DAMIEN ROBERT DOUGLAS
1423457DENICE EUBANKS DOUGLAS
4653684ERIC MITCHELL DOUGLAS
71001SHERMAN EDD DOUGLAS
2376211CHARLES ROLAND DOUGLASS, JR
5465407JACLYN MARIE DOUGLASS
1533296PETER NICHOLAS DOURDAS
4185236AARON JAMES DOVE
2759458FAITH YVETTE DOVE
1995736PATRICK HUGH DOWD
2952411ALFRED THOMAS DOWE, JR
4651058SHEILA DAWNELL DOWLING
2795169ELIOTT GEORGE CHARLES DOWNS
4297709THOMAS JOSEPH DOWNS
4553410BRIAN KEITH DOYLE
2370593PETER J DOYLE
501148STEPHEN JOHN DOYLE
4413189KEVIN ROBERT DRAJER
1145018ALLEN EARL DRAKE
2918207RENDELL ESHEY DRAPER
843025WILLIAM MARSHALL DRATEL
2701679MICHAEL SCOTT DREHER
2619465STEPHEN JAY DRESCHER
1799265ROBERT LEE DREW
717599RICHARD GORDON DROWN, JR
2132586JAMES HENRY DROWNE
4523365JATINDER DUA
2879683DONALD ANTHONY DUARTE, JR
3041983DAVID WILLIAM DUBE
1223724JOHN WARREN DUBRULE
2832380DIANE LEE DUBSHINSKI
4971197CHRISTOPHER ALAN DUCO
2544960MARC DUDA
5392967LAURA ANNE DUDEK
2294244JOSEPH WALTER DUFF
3002253BRIAN A DUFFY
2981551DONALD PAUL DUFFY
5145614GREGORY J. DUFFY
3237322TIMOTHY FRANCIS DUFRESNE
2555823LAWRENCE RICHARD DUGO
871975ROBERT JAMES DUKES
2204619TIMOTHY JAMES DUMA
2110500CLEMENCEAU DUMONT
2882033PAUL JOSEPH DUMOUCHEL
2838663DONALD RAYMOND DUNAKIN, III
815742REX STANLEY DUNBAR
2041644STEPHEN PATRICK DUNBAR
4119031CHAD R DUNCAN
2087534JEFFREY CHARLES DUNHAM
2915072JACK DAVID DUNIGAN, JR
6131428STEVEN JAMES DUNKELBERG, JR
5339430BRIAN MARTIN DUNLEVY
4372263BRIAN ANDREW DUNN
3056636BRIAN JAMES DUNN
1374701RONALD TERRY DUNN
5362609JAMES XAVIER DUNNE
5919589DANIEL A DUPONT
6066936STEVEN CRAIG DUPREY
2177517VICTOR ANTHONY DUQUE
4625239SHANNON DURHAM
2856508WILLIAM MATTHEW DURNEY
3084887LONNIE LEE DUSENBERRY
4375429PAUL HANSON DUSTMAN
2874901JAMES ANTHONY DVORZNAK
2376954JOHN MATTHEW DWYER, III
2230072LELAND ALAN DYKES
827628HUGH MONROE DYSON, JR
6617835Edwin Waite Duguie, Jr