SR-FINRA-2018-040

Proposed Rule Change Relating to FINRA Rule 4512 (Customer Account Information)

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend paragraph (a)(3) of FINRA Rule 4512 (Customer Account Information) to permit the use of electronic signatures and to clarify the scope of the rule.

TitleFormat - SizeStatus
Text of the Proposed Rule ChangePDF - 232.5 KB
Federal Register NoticePDF - 214.83 KB
Extension No. 1PDF - 197.25 KB
Notice of Designation of a Longer Period for Commission Action PDF - 233.72 KB
New