Free Investor Publications

FINRA and FINRA Foundation print publications and other resources are currently unavailable. We hope to make these resources once again available to order in June 2021. In the meantime, you may download a variety of important investor education articles and publications using the links below.

Educating investors about the securities markets and investing is a role FINRA takes very seriously, which is why we offer a range of investor education resources and tools. Below are a few of our most popular publications for download in PDF.

General Finance

How to Make Smart Financial Choices After a Job Loss
Download in English | en español

Smart Investing

How to Find and Work with an Investment Professional
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Understanding Brokerage Account Statements and Trade Confirmations
Download PDF

Power of Attorney and Your Investments
Download PDF

Fighting Fraud 101: Smart Tips for Investors
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How to Avoid Investment Scams
Download PDF

For Military Families

Moving Guide for Military Personnel and Families
Download PDF

Thinking about rolling over funds from your Thrift Savings Plan? Consider this.
Download PDF

Looking for more articles and tools to increase your investing knowledge? Explore all of the online resources FINRA provides for investors.

2017 Exam Findings Report
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2019 Exam Findings Report
A Few Minutes With FINRA
About FINRA
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Blog Post
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Content Outline
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Exemptive Letter
FAQ
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Financial Reports
FINRA's Financial Guiding Principles
FINRA360 Progress Report
Form
From Small Firm Advisory Board (SFAB)
Get Involved
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Interpretive Letter
Investor Alert
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Manage Your Career
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Neutral Corner
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Podcast
Protecting Senior Investors 2015-2020
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Rule Filing
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Targeted Examination Letter
Technical Documentation
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The Alert Investor
Trade Reporting Notice
Training
User Guide
Video
Virtual Conference Panel
Webinar

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Asset Backed Securities
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Blue Sheets
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Bonds
Books and Records
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Broker Dealer Registration
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Brokerage
BrokerCheck
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Update a Firm's Registration
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Women