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Certified Regulatory and Compliance Professional (CRCP)

Designation Essentials
Status Currently offered and recognized by the issuing organization.
Issuing Organization FINRA Institute at Georgetown (Formerly the FINRA Institute at Wharton)
Qualification and Training Requirements


Designation Training Requirements

Two non-consecutive weeklong residential courses

Designation Exam Type

Open-book, proctored exam at the end of each weeklong course

Continuing Education Requirements

12 hours every three years

Verification and Complaints
Online Designation Resource

Email [email protected]

Investor Complaint Process

Online at FINRA's Investor Complaint Center if designee is a registered broker or investment adviser, or email [email protected]

Published List of Disciplined Designees