For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
Important Disclaimer: FINRA does not approve or endorse any professional credential or designation. Learn More >>
| Designation Essentials | |
|---|---|
| Status | No longer offered or supported by the issuing organization |
| Issuing Organization | The Heritage Institute (THI) |
| Qualification and Training Requirements | |
| Prerequisites | |
| Designation Training Requirements | |
| Designation Exam Type | |
| Continuing Education Requirements | |
| Verification and Complaints | |
| Online Designation Resource | |
| Investor Complaint Process | |
| Published List of Disciplined Designees | |
