For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
Use this database to decode the letters that sometimes follow a financial professional’s name. Find out what training, if any, is required to receive a professional designation and whether the issuing organization requires continuing education, takes complaints, or has a way for you to confirm who holds the credential.
Important Disclaimer: FINRA does not approve or endorse any professional credential or designation. Learn More >>
