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Registered Financial Consultant (RFC)

Designation Essentials
Status Currently offered and recognized by the issuing organization.
Issuing Organization International Association of Registered Financial Consultants (IARFC)
Qualification and Training Requirements
Prerequisites

Candidate must meet all of the following requirements:

  • Three years full-time experience as a financial planning practitioner in the field of financial planning or financial planning services.
  • Required licenses to engage in financial planning profession.
  • A sound record of business integrity with no suspension or revocation of any professional designations or licenses. Must be in good standing with all licensing bodies and organizations.
Designation Training Requirements

One of the following:

  • Hold one of the following professional designation: AAMS, CFA, CFP, ChFC, CLU, CPA, EA, LUTCF.
  • A Series 65 Securities license or one of the following combinations: Series 6 & 63, Series 6 & 66, Series 7 & 63, Series 7 & 66.
  • Life Insurance license.
  • A Bachelors' or advanced degree in Business, Finance, Economics, or a related field.
  • Education requirement can also be met by completing the entire course requirements for the following IARFC designations: RFA, RFC or MRFC. 
Designation Exam Type

None
Continuing Education Requirements

Forty hours every two years in the field of personal finance and professional practice management. Four hours every two years must be devoted to ethics.
Verification and Complaints
Online Designation Resource

Online at Find a Consultant
Investor Complaint Process

Online at Submit a Complaint
Published List of Disciplined Designees

None