Wealth Management Specialist (WMS)
| Designation Essentials | |
|---|---|
| Status | Currently offered and recognized by the issuing organization |
| Issuing Organization | College for Financial Planning – a Kaplan Company |
| Qualification and Training Requirements | |
| Prerequisites | None |
| Designation Training Requirements | Online self-study WMS course and exam to be completed within 120 days of receiving program access; instructor-led option based on availability |
| Designation Exam Type | Online, closed-book final exam |
| Continuing Education Requirements | 16 hours every two years |
| Verification and Complaints | |
| Online Designation Resource | Online at Find a Financial Advisor |
| Investor Complaint Process | Complete complaint form, and send it via mail to the College for Financial Planning, Attn: Ethical Conduct Committee, 9000 E. Nichols Ave, Ste 200, Centennial, CO 80112, or fax to 602-626-2466. |
| Published List of Disciplined Designees | Online under Standards of Conduct - Disciplinary Actions |
