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| Submit Date | Report URL | Comments |
|---|---|---|
| 10-14-2026 | https://us.daiwacm.com/disclosure-documents/sec-rule-605-and-606/ | |
| 11-02-2020 | https://brxecs.broadridge.com/public/d4568e59-8f68-d4d7-9c90-b6a0d29ab1c6 |
| Submit Date | Report URL | Comments |
|---|---|---|
| 09-18-2026 | https://public.s3.com/rule605/coda/ | |
| 09-26-2022 | https://public.s3.com/rule605/coda/ | For reports prior to July 2020 please see:https://nms605.karngroup.com/41422b985130394551513d3d |
| Submit Date | Report URL | Comments |
|---|---|---|
| 09-04-2026 | https://www.citigroup.com/rcs/citigpa/storage/public/sec-rule-605-disclosure.pdf | |
| 07-31-2026 | https://www.citigroup.com/rcs/citigpa/storage/public/sec-rule-605-disclosure_202501.pdf | |
| 05-09-2023 | https://www.citigroup.com/icg/about/assets/docs/SEC-Rule-605-Disclosure.pdf |
| Submit Date | Report URL | Comments |
|---|---|---|
| 08-03-2026 | https://disclosure.bestxstats.com/cant/605/ | |
| 08-25-2015 | http://disclosures.bxstech.com/cant/ | disclosures.bxstech.com/cant/ |
| Submit Date | Report URL | Comments |
|---|---|---|
| 06-24-2026 | https://public.s3.com/rule605/btig/ | Reporter Type changed from OTC Market Maker to Broker-Dealer. |
| 08-13-2015 | https://public.s3.com/rule605/btig/ |
| Submit Date | Report URL | Comments |
|---|---|---|
| 09-17-2026 | https://www.ib.barclays/disclosures/important-disclosures-united-states.html | |
| 10-06-2015 | https://vrs.vista-one-solutions.com/sec605rule.aspx | Prior to 4/13/09, data can be found at www.marketsystems.com |