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Rule Filing Status: Filed for Immediate Effectiveness
Rule change to amend FINRA Rules 4111 and 9561 to make non-substantive and technical amendments.
Retail investors deserve the right and freedom to invest and take risks as any other citizen in a capitalist economy. This is blatant over reach, usually reserved for tyrannical regimes. Reject.
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rules 4111 and 9561 to make non-substantive and technical amendments.
FINRA -should not limit my choose to invest in leveraged and inverse funds. With inverse funds I can still manage to potentially make gains in an IRA account as I cant short in this type of account. If you limit this I can only go down. I have a collage degree and understand the risk associated with any type of trading or investment. I have gone to school for trading and am doing what I love to do. I trade futures and forex as well These are public funds and if you put a restriction for me to trade them then only the brokers can trade and have the benefit - NOT RIGHT