Skip to main content

Brian Buschman Comment On Regulatory Notice 22-08

I have been investing in leveraged mutual funds for several years. They helped me earn my first and second million dollars. I hear you are considering limiting access to only the very wealthy who can also pass a test. I asked you not to do this. If you were to make regulation please at least allow those of us that could pass a test expressing a reasonable level of understanding of market risk to invest even if we are not among the super wealthy.

Marc Mackin Comment On Regulatory Notice 22-08

Dear Regulators:

I strongly oppose the proposed regulation that would limit or eliminate access to leveraged and inverse investment instruments.

These tools are a critical piece to actively managing a portfolio, and provide unique alternatives to individual stocks, passive ETF's and mutual funds.

Given the many events in the last several years that have dramatically affected the investing public, it is even more important to have every tool in our kit.

Timothee Hammond Comment On Regulatory Notice 22-08

Dear FINRA,
I am an RIA with a CFF certification and I am opposed to this. The proposed rule would put regulators in charge of my clients' funds. As a 12 year industry veteran, I understand the risks involved with these investments; consequently, any client considering these investments (which is rare, I might add) is *well aware* of the risks involved. Please consider not adding these rules. Thank you.