Skip to main content

Syed Ali Comment On Regulatory Notice 22-08

Leveraged Funds are a very important part of my investment which has enabled me to achieve my investment goals that would've been otherwise not possible to achieve. I strongly oppose the proposal by FINRA to restrict the use of Leveraged funds by common investors.
I really don't think the small investors have to go through any special process like passing a test before investing in securities like leveraged and inverse funds. This proposal is very unfair and will likely restrict an investor from accessing a great investment option.

Erik Greenwell Comment On Regulatory Notice 22-08

Hello,

I should be able to invest in any public investment without regulation. Leveraged and inverse funds play an important role in my and my families investment strategy. Anytime I made a trade in an inverse or leveraged fund I get a warning and disclosure and have to check a box saying I agree and understand the risks associated with the fund. As an investor that is plenty of disclosure of the possible risk and no other regulation is needed.