Harris Schwartz Comment On Regulatory Notice 22-08
The regulation makes no sense to me.
An investor has material available to make a decision.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
The regulation makes no sense to me.
An investor has material available to make a decision.
We all know the risks involved with any investments, but it's my money and I should be able to invest it as I see fit.
The proposed rule changes are unnecessary. The risks are already clearly stated
Leveraged and inverse funds are important to protecting my portfolio of investments in my self-directed IRA accounts. These rights are no different than the right to invest in bank CD's or various bond investments, stocks, or options. Regulators need not impose restrictions on private investors making decisions on public investments. This is infringing on idividual rights to buy, sell and trade public securities and options contracts of securities and commodities.
It is important to have all investment choices for everybody. Regulator should not impose any restriction.
To whom it may concern,
Please to not restrict the ability for individuals to trade leveraged securities. Please let individuals assume the risk to that they wish to carry. Disclaimers already exist describing the risk of such securities and the type of trading involved.
Please let people have a choice in trading! The new rule is not fair to average traders.
Leave my investments alone. I should be able to invest my money anywhere I choose without interference
It is my money and we should be able to invest in low or high risk investments.
I am a retail investor that has been successfully trading in leveraged investment vehicles for more than four years. These vehicles are important to my personal investment style and I am very comfortable with the EFT I have chosen.
Through my own study of the EFT and the prospectus provided by the fund, I am well acquainted with the risks inherently involved in the purchase and sale of my chosen EFT stock. I do not use an investment adviser.