FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021070664101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Citigroup Global Markets Inc. (Respondent) Member Firm CRD No. 7059 Pursuant to FINRA Rule 9216, Respondent Citigroup Global Markets Inc. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2024082109701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jeffrey Arthur Perryman (Respondent) Former Investment Company and Variable Contracts Products Representative CRD No. 2019969 Pursuant to FINRA Rule 9216, Respondent Jeffrey Arthur Perryman submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023079709101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Nathan E. Lemberg (Respondent) Investment Company and Variable Contracts Products Representative CRD No. 5955295 Pursuant to FINRA Rule 9216, Respondent Nathan E. Lemberg submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2024081392301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Christian Scalia (Respondent) Former Associated Person CRD No. 7616259 Pursuant to FINRA Rule 9216, Respondent Christian Scalia submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.