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William Bluemer Comment On Regulatory Notice 22-08

I am opposed to FINRA Regulatory notice # 22-08.

The decision for such investments should lie between a broker and an investor, akin to the relationship between a doctor and patient.

If additional investment risk information is needed, FINRA should promulgate it. I am and have been capable of understanding the investment risk with these investments for some time. I do not need the consequences imposed by Notice #22-08.

Kore Fung Comment On Regulatory Notice 22-08

It was shocking of knowing that our regulators plan to limit our right to invest in leveraged and inverses funds. Certainly, we understand the risk of investing and the choice of risk and reward should be left to the investors. The investment choices and the type of investments should be open to all, but not just a few privileged, i.e. the wealthy ones, and the investment firms...etc. As an individual investor, I understand that it is my decision to do the due diligence before I invest. It is not difficult to find information in internet age.