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Robert Cauthen Comment On Regulatory Notice 22-08

Leveraged security and option instruments are important components of both my short and long term investment plans. Over-regulating these financial instruments could potentially cause great financial harm and substantially reduce future returns. Limiting investments to only individuals of high net worth seems to be against the Equal Protection Clause established by the 14th Amendment to the US Constitution.

Archana Somani Comment On Regulatory Notice 22-08

Dear FINRA committee,
Please note that it is important to allow individual investors the freedom to choose investment securities including leveraged etfs as it is used to manage returns and risks. Most people who are even aware of such etfs are sophisticated investors like myself who have the investment knowledge and its impact on portfolios. I request if you can please allow the free flow in the capital markets. Thank you.

Gourav Tiwari Comment On Regulatory Notice 22-08

I should have the ability to choose any public investment as per my portfolio needs and it should not be restricted in any way. My personal strategy is to invest in 80% on high yield stocks, 10% on large cap and rest 10% for ultra pro/high returns index.

This restriction will hinder my ability to get good returns on my hard earned money which I am using to save for my kids education.