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Adnan Yaqoob Comment On Regulatory Notice 22-08

Hi,

In my opinion, People should be allowed to choose how they can invest their money to achieve their goals. They are best suited to understand their risk appetite. Putting restrictions on where they can invest and where they can't makes two classes of people, Ones who have the privilege and others who don't. Adding special conditions/processes before they can invest will not have any benefit other then forcing the people to learn to game the system.

Glenn Morrison Comment On Regulatory Notice 22-08

I think I should have the right to select my investment in public securities. They should be available to everyone,not just the elite. Im quite capable of understanding the risks involved and use these instruments in my investment strategies. In fact Ive made a nice profit using leveraged and inverse funds and ETFs. They have also allowed me to hedge my investments and saved me money. They are less complicated than using Put options.

Glenn Hashiguchi Comment On Regulatory Notice 22-08

Let me ask you, who gives you the authority to determine if any investments are too complex for me? You're supposed to protect me from unscrupulous brokers. So now you're protecting me from myself? I am an individual investor.

So now I'm too stupid to not educate myself on investing? I need you to make me:
1. Pass a regulator-imposed test of your specialized investment knowledge

2. Demonstrate a high net worth
Why do I need to prove this? If I'm investing in $500 in an inverse fund, why do I need a high net worth?

Thomas Hasenour Comment On Regulatory Notice 22-08

Why should regulators control how I choose to invest on the public market? Should I not have the right to invest in leveraged funds? It should my choice to invest a small percentage of my portfolio in a leveraged fund without special training or being a professional investor! All equities have some measure of risk, so why should I not have the right to diversify to the point to include a hedge fund?
I hope this freedom will not be taken away from me!