For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
Any security trading in the general market should be available to all investors. There should be no discrimination made between different types of investors vis-a-vis allowing one to trade and prohibiting another. It would be a discriminatory practice otherwise.
It is the investors right to choose how they invest their money. There shouldnt be anything more than an acknowledgement of the risks associated with trading leveraged and inverse ETFs.
Dont restrict access, rather educate. Let everyone make their own decision but educate them on how to make the decision
no limitations on investments
It would be preposterous to restrict purchase of securities that permit me to hedge my risk.
Not sure why regulators would consider themselves as more concerned about my financial well being than I am myself.
I OPPOSE RESTRICTIONS TO MY RIGHT TO INVEST.
As individual investors, we have complete freedom to select and invest in any commodity, not just stocks, but also leverage, options, and futures. This regulation will be in violation of the free market system.
Please let each individual investor make his own decisions regarding the use of leverage or inverses funds. They play a role in each portfolios strategy and time horizon. Thanks for your consideration.
Dear Sir / Madam, I think as investors we should be able to choose the public investments that is right for me and your family. Public investments should be available to all of the public, not just the privileged.
We shouldn't have to go through any special process
like passing a test before you can invest in public securities, like leveraged and inverse funds. The common investor is capable of understanding leveraged and inverse funds and their risks. Please do not
put these measures on us.
I am totally against these new rules. More liberty, not less.
Please stay away from my investing decisions. I and not regulators, should decide the nature of my investments. I feel I should not be discriminated in a way that only the privileged elite are allowed to invest in leveraged funds