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Janice Rosenfeld Comment On Regulatory Notice 22-08

I oppose the purchase restrictions. Trading of these types of leveraged funds should be available to all. As an alternative to the restrictions, a requirement could be to allow purchasing after receiving one training course on the risks of these funds. Under no circumstances should trading of these types of funds be limited to only those with a high net worth. An alternative could be a limit on the number of shares which could be purchased. Further, other avenues could be taken such as limiting the marginal accounts to a further degree than they are currently.

John Metcalf Comment On Regulatory Notice 22-08

I have little money to invest. That is why I use leveraged securities. I would like to make as much as I can with what little I have. To say I need to have a high net worth is ELITIST & RACIST! I should NOT need special approval from my Broker to trade a leveraged security. I know the risks involved! I am NOT ignorant! I know simple math. To put more obstacles in front of me to invest is purely racist, elitist and don't want me to make any money in my investments. JUST SAY NO to your outrageous, ELITIST would be regulations!

Britta Krueger Comment On Regulatory Notice 22-08

I am investing and trading for years now. I have spend plenty of money to learn all of this. I understand the products I use. Putting restrictions on what FINRA thinks are "complex" funds, will limit my ability to manage risk in a way that works for me. I do not need and I do not want the government to tell what I can or can not do with my money.
At the end of the day: if I give my money to charity, spend it, put a match to burn it, or loose it on Wall Street. It is my decision what I do with my money.

Rick Zivi Comment On Regulatory Notice 22-08

I manage a small RIA firm. In one of our strategies, we use a leveraged S&P 500 fund for some of our clients several times a year when our indicators show the market is trending strongly. We have stops in place and usually exit the position after a few weeks. For several years, we have been able to give our clients some extra return with very little added risk. Please do not take away our access to a liquid product like SSO.