FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023077032101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: tastytrade, Inc. (Respondent) Member Firm CRD No. 277027 Pursuant to FINRA Rule 9216, Respondent tastytrade, Inc. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.