FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022077355501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: BBVA Securities Inc. (Respondent) Member Firm CRD No. 27060 Pursuant to FINRA Rule 9216, Respondent BBVA Securities Inc. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023077678601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Bananafina LLC (Respondent) Former Funding Portal Member CRD No. 309121 Pursuant to FINRA Rule 9216, Respondent Bananafina LLC submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023077678602 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jonathan Farchi-Segal (Respondent) Former Associated Person of a Funding Portal Member CRD No. 7250620 Pursuant to FINRA Rule 9216, Respondent Jonathan Farchi-Segal submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.