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Mike Knapp Comment On Regulatory Notice 22-08

I resent the thought that I cannot choose for myself what investment products work best for me. And I find it insulting, manipulative and corrupt that only those with privilege (high net worth investors) would be allowed to use these trading vehicles. I use these types of vehicles to hedge positions as well as to take advantage of down movements, since I can not use options in my IRA account. I don't need a mama or some Big Brother organization trying to assume parental type authority.

Stan Carter Comment On Regulatory Notice 22-08

I have been a holder of TBT as an inflation hedge against higher interest rates for a while now. The position has been profitable and is becoming even more profitable with recent rate hikes. I am a long term investor and want to be able to choose my investments that I feel are suitable for me, I do not want my choices dictated by someone else. My trade was unsolicited and made with the full knowledge that I could lose money if rates went against me. It is a small measured position and will not impact my overall portfolio in the least.

Jon Sedran Comment On Regulatory Notice 22-08

It is none of your business what I choose to invest in, and you are not some god-like incredibly talented people. You are just typical government employees trying and failing to appear smarter than the rest of us. We do NOT need you or your rules to "protect" us from investment risks.
We all understand the stock market has become a casino which the SEC refuses to properly regulate, as does Congress. For example stock buybacks mainly help the wealthy and should be illegal, not promoted. Try focusing on those instead.

Reece Mak Comment On Regulatory Notice 22-08

Hi FINRA Regulator, I am a retail investor and 90% of the time, I buy stocks and broad market ETFs. However, in some occasions such as March 2020 and Now, I have used some of these complex structure funds to hedge my positions before during market volatitle. Although, I am not a big fan of Leveraged ETF or any complex ETF funds, I still don't like the idea of restricting them to general public. Regulators should give option to retail investors instead of limiting their choices.