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Dan Barlow Comment On Regulatory Notice 22-08

Please do not regulate me out of making my own choices on investments with my money. My friends and I know what leverage and inverse funds are and how they work. They can help hedge investments and bring good returns if used properly and at the right times.
These should remain public securities for everyone and not just the elite and privileged. Let us continue to have the freedom to make our own choices, whether enhanced returns are made or someone suffers a loss. At least it was through our own research and choices.

Constant Tse Comment On Regulatory Notice 22-08

I have invested in TQQQ. I found the investment is fair and just for individual investors who is willing to take the risk and reward as in every investment. I am an individual investor. I started investing in stocks more than 30 years ago. I found TQQQ is the best investment among all the ETFs as far as I know. I can understand the leverage without anyone tell me the risk and rewards. The cost is a little high at 0.95%. But, I think if you know what you are doing, it is worth it.

Steven Davidson Comment On Regulatory Notice 22-08

In uncertain times and perhaps in sight of overvalued markets and potentially rising interest rates, I find the Proshares TTT, TBT inverse funds to be a useful hedge to balance my portfolio against expected adverse price movements in the market. I would not feel safe investing in this market without the safety of the hedges that these inverse funds provide. If you want to regulate away bad behavior focus on short sellers and whatever is going on in Robinhood-land.

Michael Peele Comment On Regulatory Notice 22-08

Please see comments.
Pass a regulator-imposed test of your specialized investment knowledge
-- This should be a few questions, not complex, just a couple basics.
Demonstrate a high net worth
-- Not high. $2,000 or something like that.
Get special approval from your broker
-- Not special approval, just the broker sees the $value, asks the questions, and then approves.
Attest to reading certain materials
-- Ok, kinda like options.
Go through cooling off periods during which you cant invest
-- Maybe a business day?

JY Comment On Regulatory Notice 22-08

As an EDUCATED retail investor, I feel the current systems in place are a bit TOO RELAXED for retail investors/traders to access complex products. But an outright ban is also very, VERY WRONG. We may need to raise the barriers somewhat by requiring education AND a simplified form of registration (certifying they understand the risks and perhaps a small registration fee to make the point stick) from the investor/trader to allow trading of complex financial products, but certainly NOT A BAN. EDUCATED traders like myself know that complex products are for TRADING, not for INVESTING.